Senior VP, Compliance - Big International Bank : CareerCross - 2015

A move up the career ladder

Job Information

Recruiter

Wahl & Case K.K.

Job ID

551442 

Division

Finance

 

Job Type

Full-time  

Location

Tokyo – 23 Wards

 

Salary

Over 18 million yen  

Date Refreshed

February 28th, 2015 10:28

 

General Requirements

Minimum Experience Level

Over 6 years

 

Career Level

Executive

 

Minimum English Level

Fluent

 

Minimum Japanese Level

Native

 

Minimum Education Level

Post Grad Degree (PHD/MBA etc)

 

Visa Status

Japanese national or permission to work in Japan required

 

Job Description

• Oversees the administration and ongoing enhancement of the overall compliance programs. 


• Acts as a liaison between executive management and the FSA Officer when necessary to drive program initiatives throughout the organization to maintain compliance with all KYC/AML regulations. ​


• Maintains strategies for satisfactory exam and internal audit ratings.


• Oversees the enhancement of the formal compliance program for annual review and approval by Board of Directors Audit Committee and executive management. 


• Provides guidance and support to the Corporate Compliance Manager in dealing with executive management in the implementation and execution of the program.  


• Maintains strategies for satisfactory exam and internal audit ratings.


• Provides guidance to all staff on future direction of the department.


• Assists the Chief Compliance Officer with the development of the entity wide budget for compliance efforts including identifying resource gaps and directing resources appropriately whether within the department or in other areas of the bank. 


• Ensures that appropriate resources are focused on compliance throughout the year and make recommendations to executive management as needed.


•  

Required Skills

• At least 8 years exposure is desired


• International banking compliance background will be advantageous


• JSDA certification preferred


• Former AML and Anti-fraud consultants will be favorably viewed


• Language Requirements. English – Business. Japanese – Native

Please contact Peter Kelly at Wahl & Case for a confidential inquiry.

For immediate replies contact 03-4550-2269 or peter@wahlandcase.com

Company Description

About Wahl & Case

Wahl & Case has disrupted the recruitment industry in Japan by setting a new standard for service. We’re continuing to innovate as we expand together with our clients worldwide.

Employers

Wahl & Case helps the world’s most innovative firms attract people who want to change the world. Our award-winning team can help you hire in Tokyo, San Francisco, and beyond.

Job Seekers

Work should be engaging, exciting, and world changing. We advise managers and executives on assignments in Tokyo, San Francisco, and other centers of innovation.